Monday, January 5, 2015

Sixth Circuit Revives FMLA Claim Where Employer Forgot to Specify When Medical Certifications Were Due

Last week, the Sixth Circuit Court of Appeals reversed an employer’s summary judgment on an FMLA claim (where the employer failed to properly complete the FMLA Eligibility Notice), but affirmed dismissal of the disability discrimination claim where the plaintiff failed to specifically request a reasonable accommodation other than the FMLA leave.   Pearson v. Cuyahoga County, No. 14-3197 (6th Cir. 12-30-14).  In this case, the plaintiff suffered from a number of serious medical conditions which were covered by FMLA medical certifications.   When one of his intermittent absences exceeded the general pattern, the employer requested a recertification, but failed to specify a deadline or explain the consequences of failing to meet the deadline.  In any event, his absence was approved.  He then called off again and mentioned a new medical ailment (which resulted in a new Eligibility Notice being sent which again failed to notify him that he was required to produce a medical certification by a specific deadline because the employer forgot to check any boxes on the form).   When his recertification and new certification were not timely provided, he was terminated (even though the forms were ultimately provided before his pre-disciplinary hearing concluded).   The Sixth Circuit concluded that there was a factual dispute about whether his absences were properly covered by his FMLA medical certifications, whether the employer could enforce the 15-day deadline when it had not strictly enforced it in the past, had failed to notify him in writing of the certification deadlines and had waived the recertification requirement for some of his prior absences.  Employers are reminded to complete the Eligibility form and ensure that the employee is notified in writing of what documents must be produced and by a certain date if the employer intends to enforce the potential 15-day deadline in the FMLA regulations.

According to the Court’s opinion the plaintiff was absent from work and produced return-to-work medical slips concerning multiple medical conditions, including gout, arthritic hip, hypertension and low back strain in 2008.  There is no indication that any of these conditions triggered the FMLA and he was issued a written reprimand in July 2008 for missing 10 hours of work in a two year period for these (and possibly other) reasons.  In January 2009, he was approved for 12 weeks of FMLA leave for a resurfacing of his hip in April 2009 due to severe degenerative joint disease.  He was suspended for three days in June 2010 for missing another 10 hours of work and then was approved for intermittent FMLA leave due to continuing problems with his hip.  In December 2011, he was approved again for intermittent FMLA leave for multiple medical conditions involving his kidneys, hypertension, back pain and hips.  His physician indicated that he require FMLA leave once each month for 3-4 days, but that this was unpredictable and unstable. 
The plaintiff sought FMLA leave for 9 consecutive days in February 2012.  The County wrote him to remind him to bring a return-to-work certification (for every absence of more than 3 days) and requested him to recertify his FMLA leave because his 9-day absence was longer than the 3-4 days in his FMLA medical certification.   Notably, the County did not place a deadline on the recertification or explain the consequences of failing to provide the recertification.  The County also sent him an FMLA Eligibility Notice about being eligible as of February 6, and which specified a February 24 deadline, but did not check any of the boxes in Part B about what he was to provide prior to February 24.  The plaintiff did not provide the recertification information until April 24, but the County approved his absence under the FMLA through February 9, 2012.
At the end of February, the plaintiff missed four more days of work.   The County claims that he called off for chest pains (which was not an FMLA approved reason under his prior medical certifications).  The plaintiff says that he initially called off for hip pain (which was covered by his FMLA medical certification) and then the last day (Friday) was chest pains, which caused him to immediately schedule an appointment with a cardiologist for that Monday and request new FMLA paperwork.   However, upon his mentioning chest pains, the County designated his entire absence as unapproved and began proceedings to terminate his employment under its attendance policy (even though it sent him the requested FMLA paperwork for the cardiologist on Monday to cover the entire period of his absence).  Again, the FMLA paperwork noted that he was eligible for FMLA leave and also failed to identify what information he needed to produce in order to qualify for FMLA leave.  In other words, he was never informed in writing that he needed to produce a medical certification of his cardiac condition by a certain date or risk his FMLA leave being denied.  The plaintiff claimed that he immediately faxed the forms to the cardiologist, who promptly completed and dated them on February 29.  However, the County denied receiving them until April 26 – the date of the plaintiff’s pre-termination hearing.    Moreover, the County admitted that it had never informed the plaintiff that it failed to receive a timely medical certification.   This seems logical since the plaintiff had produced a return-to-work slip from the cardiologist on February 27 releasing him to return to work without any medical restrictions.  Nonetheless, the FMLA certification completed by the same cardiologist two days later indicated possible flare-ups and further testing, etc.
At the pre-termination hearing, the County noted that his certifications and recertifications were tardy (i.e., beyond the 15-day deadline) and were completed after the periods of the plaintiff’s unapproved absence.  The County did not seek clarification from the physicians.  The County then terminated the plaintiff even though he had 376 FMLA hours remaining.  He was not even given paid sick time for his February absences.   The plaintiff brought suit alleging that the County discriminated against him on the basis of a disability and interfered with his FMLA rights when it terminated him, but failed to include allegations about his prior disciplinary actions being inappropriate for considering his FMLA absences.   The district court granted summary judgment to the County on the grounds that the plaintiff failed to provide timely medical certifications and recertifications.  However, the Sixth Circuit reversed since the conclusion was based on conflicting evidence:

First, although [the County’s] February 9, 2012 letter could be interpreted as alerting [the plaintiff] that his prior leave (approved in December 2011) was no longer valid by directing him “to recertify to substantiate the need for additional time off,”  . . .  the County nonetheless approved absences that were presumably covered by the February 9 request (January 30 - February 9). The County also approved absences in March 2012 under [his] December 2011 certification. Both approvals call into question whether the County actually considered the certification invalid after February 24 (the due date for recertification). In addition, [the County’s] letter of February 9 “required” a doctor’s note on Pearson’s return but merely “requested” a recertification. . . . While [the County’s] letter of February 9 requests both a doctor’s note and recertification, it fails to specify any particular documentation (beyond a note) that [he] might need to provide. Thus, there remains a question of fact regarding whether the doctor’s note satisfied the recertification request.
We also disagree with the district court’s finding that there was no question regarding the County’s reason for disapproving the February 21 through 24 absences. The County maintains it was because of [the plaintiff’s] failure to recertify, but there is conflicting evidence on this point: It appears [the County] chose not to approve those dates based on her determination that [he] was absent for a non-FMLA covered condition, i.e., chest pain. . . . . And there was at least a question of fact whether [he] reported that he was absent due to the hip condition (already certified).
 . . . Further, the district court’s determination that [the plaintiff’s] FMLA interference claim fails because Dr. Tuffuor’s recertification was “untimely” (not received by the County by February 24, 2012) was premature. FMLA compliance officer Lori Acosta testified that the County “has had employees bring in their completed [FMLA] med certs at a predisciplinary conference,” and that “[t]ypically, Cuyahoga County will not deny a request for [FMLA] if it’s not received by the 16th day. We do allow for extenuating circumstances to afford more time to provide the medical certification, particularly, if an employee indicates need for additional time, within reason.”
                . . . . 
               If [the plaintiff’s] absences from February 21 through 24 were due to hip pain as he testified, PID 327-31, (or back pain or hypertension), no doctor’s note or certification was required, and the absences should have been covered under the intermittent FMLA leave the County approved in December 2011.

Accordingly, because there was a factual dispute about whether the plaintiff’s absences were covered by the FMLA, summary judgment for the employer was held to be inappropriate on the FMLA claim.  Nonetheless, the Court affirmed dismissal of the disability discrimination claim on the grounds that the plaintiff never specifically requested a reasonable accommodation “either when he called off work on February 21 through 24, 2012,  or after he became aware that the County was contesting the validity of his FMLA leave for those absences.”

NOTICE: This summary is designed merely to inform and alert you of recent legal developments. It does not constitute legal advice and does not apply to any particular situation because different facts could lead to different results. Information here can change or be amended without notice. Readers should not act upon this information without legal advice. If you have any questions about anything you have read, you should consult with or retain an employment attorney.