Showing posts with label employer policy. Show all posts
Showing posts with label employer policy. Show all posts

Thursday, June 13, 2019

Just Cause Policy Requires Some Fault Before Immediate Termination


Last month, the Franklin County Court of Appeals reversed an employer’s trial verdict on the discharge of an unclassified university employee on the grounds that the basis for his termination – that the university president believed that he had engaged in visa fraud based on a federal investigation which did not result in an indictment – did not constitute documented “just cause” based on applicable laws, rules and regulations. Fendley v. Wright State Univ., 2019-Ohio-1963.  The university’s policy required "documented just cause  as provided in applicable laws, rules or regulations.”  However, the belief of the university president was never documented and merely being under investigation for potential wrongdoing does not violate any law, rule or regulation.


According to the Court’s opinion, the plaintiff was an unclassified staff member for 11 years.  He and two other employees were administratively suspended in May with pay pending a federal and internal investigation into alleged visa fraud. After meeting with the federal investigators, the president believed that the plaintiff had engaged in visa fraud and decided to terminate his employment in August. The plaintiff was never indicted or charged with visa fraud.  Under university policy, an employee with 11 years of service could be terminated without cause with 9 months notice and could be immediately terminated “for documented just cause as provided in applicable laws, rules, and regulations or because of financial exigency.”  The trial court and magistrate determined that the University had just cause because of the ongoing federal investigation and the belief formed by the university president after meeting with federal investigators.  The Court of Appeals reversed.


The Court found that the policy did not permit the university to simply fire the employee for any lawful reason as would exist in employment at will.   The policy did not provide that the employee could be immediately terminated “as provided at law.”  The Court rejected the belief of the university president as a basis for the termination decision because it was not mentioned in either letter that suspended the plaintiff or in the letter terminating his employment.   Accordingly, the belief of the university president was not “documented” as required by the university policy.  It also refused to find the federal investigation into potential wrongdoing to be sufficient to constitute just cause because it was not indicative of any fault by the plaintiff.  No identified law, rule or regulation is violated by being under investigation for potential wrongdoing.   The university’s internal investigation likewise never documented any violation by plaintiff of any law, rule or regulation.


The dissent would have affirmed on the basis of the belief of the university president.

NOTICE: This summary is designed merely to inform and alert you of recent legal developments. It does not constitute legal advice and does not apply to any particular situation because different facts could lead to different results. Information here can be changed or amended without notice. Readers should not act upon this information without legal advice. If you have any questions about anything you have read, you should consult with or retain an employment attorney.

Friday, December 19, 2014

NLRB Overrules Register-Guard and Finds Many Employees Have Presumptive Right to Use Employer’s Email System

As expected, the NLRB last week overruled its December 2007 decision in Register-Guard which had given more weight to an employer’s private property rights to manage its own email system than to employees’ need to communicate among themselves.   In Purple  Communications, Inc., 361 NLRB No. 126 (2014), another divided Board addressed this issue (which it bypassed in September) and held “that employee use of email for statutorily protected communications on nonworking time must presumptively be permitted by employers who have chosen to give employees access to their email systems.”  (emphasis added).   Although this decision will apply to union and non-union employers, it does not create an unrestricted right.   Employers are not required to provide email access to employees who do not already have access to the employer’s email system in the course of their work.   In addition, employers may still under “special circumstances” ban total nonworking use of email, “including section 7 use on nonworking time,” in order “to maintain production or discipline.”  Moreover, employers “may apply uniform and consistently enforced controls over its email system to the extent such controls are necessary to maintain production and discipline.”  This would include, for instance, banning large attachments and permitting employer monitoring of email usage.   Finally, nonemployees do not “have rights to access an employer’s email system.” Interestingly, the Board reserved for another time the rights of employees to utilize “other type[s] of electronic communications systems.”  Importantly for all employers, this decision will require another revision to common workplace email policies.


The NLRB has previously taken the position that email communication among employees (or with union organizers) can constitute protected “concerted activity.”  Employees had a statutory right under Section 7 of the NLRA to engage in concerted activities, which means that employers could not prohibit it or discipline an employee for engaging in such conduct.   However, in 2007, the NLRB narrowed an employee’s right to use an employer’s email system for union and other section 7 activities. The Guard Publishing Company, d/b/a The Register-Guard, 351 NLRB 1110 (12/16/07). The NLRB’s majority concluded that that a newspaper publisher employer did not violate §8(a)(1) of the National Labor Relations Act by maintaining a broad policy which prohibited employees from using its e-mail system for any “non-job-related solicitations.”  The Board analogized email to other employer equipment, such as telephones.   The Court of Appeals for the District of Columbia later narrowed the ruling when it held in 2009 that the employer still could not discriminate against union solicitation by permitting other personal non-work related solicitation emails, but disciplined the union president for sending union-related solicitation emails.   It was anticipated that the current NLRB would revisit and – to be consistent with the General Counsel’s views on other social media -- reverse the Register-Guard decision.  However, in September it ignored the issue in Purple Communications, Inc., 361 NLRB No. 43 (2014), even though the NLRB General Counsel invited the Board to overrule Register-Guard.  Nonetheless, last week, the NLRB revisited the issue and, as expected, ultimately overruled Register Guard.
According to the Board’s decision, the employer maintained a lawful “electronic communications policy limiting employee use of its email and other electronic systems [including computers, voice mail, cell phones and other equipment] to “business purposes only” and “specifically prohibit[ing]” certain uses by employees,”   including:  

2. Engaging in activities on behalf of organizations or persons with no professional or business affiliation with the Company. 
. . . .
5. Sending uninvited email of a personal nature.
Although there was no allegation that the employer had unlawfully enforced this policy against any employees, the NLRB’s General Counsel invited the Board to overrule Register-Guard in order to make this lawful policy unlawful.  The Board then invited amicus briefs from the employer and union communities on the issue, reversed Register-Guard, applied the decision retroactively and remanded the case for a determination whether the employer could rebut the new lawful presumption.   As the Board noted, the employer at worse would only be required to rescind its policy and so notify employees; it would not be subject to back pay liability or reinstatement obligations. 

After briefing, the Board adopted “a presumption that employees who have been given access to the employer’s email system in the course of their work are entitled to use the system to engage in statutorily protected discussions about their terms and conditions of employment while on nonworking time, absent a showing by the employer of special circumstances that justify specific restrictions.”   The Board rejected the argument   

that social media, texting, and personal email accounts constitute adequate alternative means for employee communications. Even if we agreed that alternative means were germane to the analysis here—which, as discussed below, we do not— the Respondent and amici here have not shown that our presumption would impinge more than minimally upon employers’ property rights, and therefore there is no need to go any further in accommodating them. In any event, we would not agree that such personal communication options are adequate, in light of the high value our precedents place on communication in the workplace.
As for the “special circumstances” which could justify limits on employee use of email, the employer bears the burden of articulating “the interest at issue” and showing “how that interest supports the email use restrictions it has implemented.” 

Because limitations on employee communication should be no more restrictive than necessary to protect the employer’s interests, we anticipate that it will be the rare case where special circumstances justify a total ban on nonwork email use by employees. In more typical cases, where special circumstances do not justify a total ban, employers may nonetheless apply uniform and consistently enforced controls over their email systems to the extent that such controls are necessary to maintain production and discipline.
By way of example, the Board observed that “[a]n employer’s interests in protecting its email system . . .  from damage or from overloads due to excessive use, would of course be relevant” to showing “special circumstances.”   The argument would be strengthened if the employer could show that “it adopted the restriction in order to protect the interests it asserts, instead of just citing certain interests, post hoc, to support a restriction that was not actually based on them.  Moreover, an employer’s interests generally “will establish special circumstances only to the extent that those interests are not similarly affected by employee email use that the employer has authorized.”  However, it rejected “[t]he prior existence of an employer prohibition on employees’ use of email for nonwork purposes.”   

As for permitted restrictions on employee use of email, the Board noted that an employer could establish “uniform and consistently enforced restrictions, such as prohibiting large attachments or audio/ video segments, if the employer can demonstrate that they would interfere with the email system’s efficient functioning.”   

employers who choose to impose a working-time limitation will have concerns about the extent to which they may monitor employees’ email use to enforce that limitation. Our decision does not prevent employers from continuing, as many already do, to monitor their computers and email systems for legitimate management reasons, such as ensuring productivity and preventing email use for purposes of harassment or other activities that could give rise to employer liability.
Of course, employer surveillance of employee’s section 7 activities can violate the NLRA, but the Board responded that it would address such “surveillance allegations by the same standards that we apply to alleged surveillance in the bricks-and-mortar world.”
 

“those who choose openly to engage in union activities at or near the employer’s premises cannot be heard to complain when management observes them. The Board has long held that management officials may observe public union activity without violating the Act so long as those officials do not ‘do something out of the ordinary.’” An employer’s monitoring of electronic communications on its email system will similarly be lawful so long as the employer does nothing out of the ordinary, such as increasing its monitoring during an organizational campaign or focusing its monitoring efforts on protected conduct or union activists. Nor is an employer ordinarily prevented from notifying its  employees, as many employers also do already, that it monitors (or reserves the right to monitor) computer and email use for legitimate management reasons and that  employees may have no expectation of privacy in their use of the employer’s email system.
Apparently oblivious to a standard liability problem facing many employers from personal use of an employer’s email address – where the recipient – who may not be a co-worker -- does not always know the sender’s rank in the organization, the Board rejected concerns about the employers’ First Amendment and other rights:
We are simply unpersuaded that an email message, sent using the employer’s email system but not from the employer, could reasonably be perceived as speech by, or speech endorsed by, the employer—  particularly a message reflecting a view different from the employer’s. Email users typically understand that an email message conveys the views of the sender, not those of the email account provider. They would no more think that an email message sent from a coworker via a work email account speaks for the employer (unless the message was sent by the employer’s supervisor or agent) than they would think that a message they receive from a friend on their personal Gmail account speaks for Google.

There were two lengthy dissents.

NOTICE: This summary is designed merely to inform and alert you of recent legal developments. It does not constitute legal advice and does not apply to any particular situation because different facts could lead to different results. Information here can change or be amended without notice. Readers should not act upon this information without legal advice. If you have any questions about anything you have read, you should consult with or retain an employment attorney.

Wednesday, May 6, 2009

DOL Issues FMLA Opinion Letter Formally Killing 1995 Two-Day Rule for Employees to Give Notice of Need for FMLA Leave.

Yesterday, in Letter Opinion FMLA2009-1-A (1/6/09), the Department of Labor published on its website an Administrator Letter Opinion which formally withdrew Letter Opinion FMLA-101 from January 1999 which barred employer attendance policies that required employees taking intermittent FMLA leave to report within one hour after the start of their shift. The requesting employer complained that the 1999 Letter Opinion prevented employers from “applying internal call-in policies, disciplining employees under the no call/no show policies or disciplining employees who call in late, as long as the employees provide notice within two business days that the leave FMLA-qualifying, regardless of whether they could have practicably provided notice sooner.”

The FMLA itself requires employees to provide “such notice as is practicable” when the need for leave is not foreseeable 30 days in advance. However, the 1995 regulations essentially interpreted “as soon as practicable” to mean within two business days. This interpretation was formalized in the 1999 Letter Opinion. The DOL noted that the FMLA regulations were substantially revised in November 2008 and became final on January 16, 2009 because the “one to two business days time frame set forth in the 1995 regulations had been misinterpreted as permitting employees to business days from learning of their need for leave to provide notice to their employers regardless of whether it would have been practicable to provide notice more quickly.” In the Notice of Proposed Rulemaking, the DOL explained the proposed rule change because it “expected that it will be practicable for the employee to provide notice of the need for leave either the same day (if the employee becomes aware of the need for leaving during work hours) or the next business day (if the employee becomes aware of the need for leave after work hours.)” Thus, “absent unusual circumstances, employees may be required to follow established call-in procedures (except one that imposes amore stringent timing requirement than the regulations provide) and failure to properly notify employers of absences may cause a delay or denial of FMLA protection.”

In particular, “[i]t generally should be practicable for the employee to provide notice of leave that is unforeseeable within the time prescribed by the employer’s usual and customary notice requirements applicable to such leave. . . . In both situations, employees must comply with their employers’ usual and customary notice and procedural requirements for requesting leave, absent unusual circumstances.”


The Department recognizes that call-in procedures are routinely enforced in the workplace and are critical to an employer’s ability to ensure appropriate staffing levels. Such procedures frequently specify both when and to whom an employee is required to report an absence. The Department believes that employers should be able to enforce non-discriminatory call-in procedures, except where an employer’s call-in procedures are more stringent than the timing for FMLA notice . . . . In that situation, the employer may not enforce the more stringent timing requirement of its internal policy. Additionally, where unusual circumstances prevent an employee seeking FMLA-protected leave from complying with the procedures, the employee will be entitled to FMLA-protected leave so long as the employee complies with the policy as soon as he or she can practicably do so.


Therefore, “where an employer’s usual and customary notice and procedural requirements for requesting leave are consistent with what is practicable given the particular circumstances of the employee’s need for leave, the employer’s notice requirements can be enforced. . . . Thus, . . . [if] an employer policy require[es] employees to call in one hour prior to their shift to report absences and an employee who is absent on Tuesday and Wednesday, but does not call in on either day and instead provides notice of his need for FMLA leave when he returns to work on Thursday, it is our opinion that unless unusual circumstances prevented the employee from providing notice consistent with the employer’s policy, the employer may deny FMLA leave for the absence. “

Insomniacs can read the full opinion letter at http://www.dol.gov/esa/whd/opinion/FMLA/2009/2009_01_06_1A_FMLA.htm.

NOTICE: This summary is designed merely to inform and alert you of recent legal developments. It does not constitute legal advice and does not apply to any particular situation because different facts could lead to different results. Information here can change or be amended without notice. Readers should not act upon this information without legal advice. If you have any questions about anything you have read, you should consult with or retain an employment attorney.